Compliance Services

Regulatory change and supervision has a growing impact on businesses, with active regulators and increasing compliance requirements. The fast-evolving regulatory landscape and the increasing importance of controlled operations, ethical conduct, and transparency fueled by stakeholder demands requires organisations to act effectively. This requires robust compliance programmes: organisations must not only ensure compliance with existing regulations but also proactively anticipate and adapt to new regulatory developments.

We support organisations in obtaining necessary licenses, whether you are a wealth manager, bank, insurer, or investment firm. Our expertise ensures a smooth and efficient licensing process. We have a proven track record of effectively liaising with supervisory authorities in the context of securing and maintaining the license-to-operate of financial instutions.

Our CaaS offering provides part-time compliance officers to support your compliance department. Ideal for interim needs, we ensure your compliance processes are maintained to the highest standards, combining our in-depth legal and regulatory knowledge with best practices in (IT) governance, risk management, cyber security and (IT) assurance.

We assist with the implementation and adherence to specific regulations such as NIS2, DORA, WFT, MiFid, AIFMD, GDPR, and the CRA. Many of our clients face a multitude of compliance requirements for various frameworks that often overlap. We have in-depth knowledge of these frameworks and can implement them in an integrated manner, avoiding redundancy and ensuring efficient compliance with market demands. We advise on selecting the appropriate frameworks and provide a comprehensive approach to COSO-ERM, COBIT,DORA, NIS 2, CRA, SOC 1, SOC 2, SOC 3, and ISAE 3402, ensuring your organisation meets all necessary standards without inefficiencies.